The Characteristics of an Effective Nuclear Regulator

NEA/CNRA/R(2014)3

ISBN : 9789264218741
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Both national and international organisations agree that the fundamental objective of all nuclear safety regulatory bodies -- the regulator's prime purpose -- is to ensure that nuclear licensees operate their facilities at all times in a safe manner. Much has been written about ways to improve regulatory processes or to improve the effectiveness of a regulatory body, including in previous OECD/NEA regulatory guidance booklets. But until now, none have focused on the characteristics of an effective nuclear safety regulator.

Effective organisations are those that have good leadership and are able to transform strategic direction into operational programmes. Effectiveness is about how well the organisation is achieving its fundamental purpose -- in the case of a nuclear safety regulator, ensuring that licensees operate their facilities and discharge their obligations in a safe manner.

The Safety Culture of an Effective Regulatory Body, commonly known as one of the NEA "Green Booklets", describes the characteristics of an effective nuclear safety regulator in terms of roles and responsibilities, principles and attributes. Each of the characteristics discussed in this report is a necessary feature of an effective nuclear safety regulator but no one characteristic is sufficient on its own. It is the combination of these characteristics that leads to the effectiveness of a nuclear regulatory body. The report provides a unique resource to countries with existing, mature regulators and can be used for benchmarking as well as training and developing staff. It will also be useful for new entrant countries in the process of developing and maintaining an effective nuclear safety regulator.